Alternative Investment Funds (AIF)

Alternative Investment Funds (AIF) pool money from sophisticated private investors. Funds collected are invested according to the investment policy of the AIF. Securities and Exchange Board of India’s mutual fund regulations doesn’t govern AIFs. However, AIF in India has its regulation, Regulation 2 (1) (b) of the Regulation Act, 2012 of SEBI. An AIF in India can be established as a company, Limited Liability Partnership (LLP), corporate body, or trust.
AIFs invest in investments that are not traditional (for example, equities or fixed income). Securities and Exchange Board of India classifies AIFs under three broad categories. Namely, Category I AIF, Category I AIF and Category III AIF. Each of the categories has different investments as per the broad definition of the category. Some of them are private equity, venture capital, hedge fund, and angel fund etc.

Drafting & Vetting of Investment Documents like ; PPM, Trust Deed, Contribution Agreement, Investment Management Agreement.
Assistance in applying for registration of fund with SEBI.
Assistance in applying PAN & TAN for the trust ,Opening / operating Bank Account, Demat Account, Broking Account, Custodian Account of the Trust and Scheme.
Signing of trust/scheme financials, appointing Auditors for verification & audit of Trust Accounts.
Timely disclosures & compliance reporting to SEBI & Tax Authorities, addressing Investor grievances & queries.
Monitoring & Obtaining compliance of AIF & Investment Manager with terms of PPM.
Follow up and liaisoning with the Investment Manager for filing of necessary periodic compliance reports with SEBI & other regulatory authority (as per Regulations and various circulars issued from time to time).
Obtaining and review of Quarterly Compliance Reports (required to be submitted to the Trustee) and other necessary information on the fund (including Fund financials, Investor Report etc.) & obtaining and review of annual Compliance Test Report

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